Shenzhen Stock Exchange disclosed that this week (February 12-February 23, 5 trading days), the Shenzhen Stock Exchange conducted a total of 207 securities anomalies were analyzed, involving intraday pulling pressure, false declaration, pull up the closing Price and other unusual transactions, we promptly adopted regulatory measures.
A total of 10 listed companies to verify the major issues and submitted to the Commission 7 suspected cases of illegal and clues.
At the same time, the Shenzhen Stock Exchange on the "Music Watch" stock transactions conducted a focus on monitoring.
Attached: Shenzhen regulatory dynamics
First, the listed company regulatory developments (February 9, 2018 -2 22)
The Bank issued a total of 9 regulatory violations, 4 involved information disclosure violations, 4 involved violations of stock trading, and 1 involved regulatory violations.
Among the four cases involving information disclosure violations, one was that Caixin Guoxing Property Development Co., Ltd. had not taken into consideration of Chongqing Guoxing Real Estate Co., Ltd., a controlled subsidiary of the Company, and its related party Chongqing Jianzhou Landscape Arts & Engineering Co., Ltd. from 2016 to 2017 Day-to-day related party transactions in a timely manner to review the procedure and information disclosure obligations; Second, Hubei Guangji Pharmaceutical Co., Ltd. has not been controlled subsidiary of Guangji Pharmaceutical (Mengzhou) Co., Ltd. received administrative penalties for timely disclosure of information disclosure obligations; third is the country The shareholder of Dongfang Energy Co., Ltd. of Dongfang Diesel Energy Co., Ltd., Shijiazhuang Dongfang Thermoelectricity Group Co., Ltd., failed to timely inform and cooperate with the listed company in fulfilling the obligation of information disclosure on the holding of all the shares held by the administration of justice on the pending freezing and freezing of the freezing; Fourthly, Beijing Financial Street Investment (Group) Limited Beijing Financial Street Investment (Group) Co., Ltd., the controlling shareholder of the Company, did not promptly inform and coordinate with the listed company in fulfilling the obligation of information disclosure regarding the completion of the over-allotment.
4 cases involving violations of stock trading, one Meissen Technology Co., Ltd. Chongqing, director and general manager Zhou Hehua listed companies in the annual report scheduled for appointment 30 days prior to the illegal purchase of listed companies shares; Second, Vision (China) Cultural Development Co., Ltd. Shareholders Visual China Holdings Limited passive decline in the proportion of shares below 5% and then take the initiative to reduce the shares of listed companies, but not in accordance with the relevant provisions of the performance of the report and announcement obligations; Third, the joint creation of Electronic Technology Co., Ltd. shareholders Tianjin Silicon Valley Tianhong Sheng equity investment fund partnership (limited partnership) occurred short-term trading irregularities; Fourth, Zhejiang Haer Si Vacuum Vessel Co., Ltd. Director Ouyang Bo short-term trading irregularities occurred.
1 involved in regulating the operation of illegal, billion Fan Pharmaceutical Co., Ltd. illegal use of funds raised.
The firm issued 2 reorganization inquiry letters, 16 letters of interest and 52 other letters.
Second, the market trading regulatory dynamics (February 12, 2018 -2 23 February)
This week, a total of 207 securities anomalies were analyzed, involving abnormal trading situations such as intraday trading, false declaration and closing of the closing price. The Bank took timely regulatory measures. A total of 10 listed companies to verify the major issues and submitted to the Commission 7 suspected cases of illegal and clues.At the same time, the Exchange conducted a "key monitoring" on the transactions of "LeTV" stock.